Sean Brown

Sean Brown

Littler

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DOL Fiduciary Rule Still a Go for June 9, but its Future Remains Uncertain

United States Department of Labor (“DOL”) Secretary Alexander Acosta recently announced that the final DOL fiduciary regulations (the “Fiduciary Rule”) will go into effect on June 9, 2017. In an op-ed in the Wall Street...more

6/8/2017  /  Best Interest Contract Exemptions , Conflicts of Interest , Department of Labor (DOL) , Employee Benefits , Employee Retirement Income Security Act (ERISA) , Fiduciary Duty , Fiduciary Rule , Investment Adviser , Retirement Plan , Trump Administration

Department of Labor Issues Final Fiduciary Rule

The Department of Labor (DOL) has issued a final rule to re-define who is rendered a "fiduciary" of an employee benefit plan under the Employee Retirement Income Security Act (ERISA) by providing investment advice to a plan...more

4/8/2016  /  Benefit Plan Sponsors , Best Interest Contract Exemptions , Department of Labor (DOL) , Employee Benefits , Employee Retirement Income Security Act (ERISA) , Fiduciary Duty , Individual Retirement Account (IRA) , Internal Revenue Code (IRC) , Retirement Plan
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