The Federal Deposit Insurance Corporation (FDIC) announced a proposed rule that would revise brokered deposit regulations promulgated under Section 29 of the Federal Deposit Insurance Act....more
10/8/2024
/ Asset Management ,
Broker-Dealer ,
Brokered Deposits ,
Comment Period ,
Depository Institutions ,
FDIA ,
FDIC ,
Financial Services Industry ,
Investment Adviser ,
Liquidity ,
Proposed Amendments ,
Proposed Rules
The U.S. Securities and Exchange Commission (SEC) on Jan. 4, 2023, released its Fall 2022 Unified Agenda of Regulatory and Deregulatory Actions (Reg Flex Agenda). The SEC's Reg Flex Agenda is released semiannually and,...more
The U.S. Securities and Exchange Commission (SEC) approved Nasdaq Stock Market LLC's proposed rule changes related to board diversity and disclosure on Aug. 6, 2021.1 A Nasdaq-listed issuer, subject to some exceptions...more
8/12/2021
/ Board of Directors ,
Corporate Governance ,
Disclosure Requirements ,
Diversity and Inclusion Standards (D&I) ,
Foreign Issuers ,
Foreign Private Issuers ,
LGBTQ ,
Listing Standards ,
Minorities ,
Nasdaq ,
Proposed Rules ,
Publicly-Traded Companies ,
Securities and Exchange Commission (SEC) ,
Woman Board Members