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CFTC Staff Issue Advisory on Criteria for Referrals to the Division of Enforcement

The staff of the US Commodity Futures Trading Commission (CFTC or Commission) on April 17, 2025 issued an advisory outlining the criteria the agency’s Market Participants Division, Division of Clearing and Risk, and Division...more

CFTC Adopts Amendments to Permissible Customer Funds Investments by FCMs and DCOs

The Commodity Futures Trading Commission recently published a final rule amending the list of permissible investments for customer funds by futures commission merchants and derivatives clearing organizations....more

CFTC Issues Final Guidance on Listing Voluntary Carbon Credit Derivative Contracts

The Commodity Futures Trading Commission on September 20 issued final guidance aimed at strengthening market integrity, transparency, and liquidity for derivatives with underlying voluntary carbon credits (VCCs). The...more

New CFTC Rule 4.7 Changes Have Private Funds Industry Breathing a Sigh of Relief

The US Commodity Futures Trading Commission on September 12 issued final changes to Rule 4.7 that were limited to an increase in the “Portfolio Requirement” threshold contained in the definition of “qualified eligible person”...more

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