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CFTC Enforcement Replaces Previous Cooperation Guidance With New Mitigation Credit Matrix

The Division of Enforcement of the US Commodity Futures Trading Commission (CFTC or Commission) recently issued an advisory revoking prior guidance for its staff in recommending enforcement resolutions (the Advisory) and...more

CFTC Adopts Amendments to Permissible Customer Funds Investments by FCMs and DCOs

The Commodity Futures Trading Commission recently published a final rule amending the list of permissible investments for customer funds by futures commission merchants and derivatives clearing organizations....more

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