Significant post-election shifts in corporate governance policy are already occurring among regulators, self-regulatory organizations and proxy advisors.
The SEC will no longer litigate its climate disclosure rules,...more
2/21/2025
/ Climate Change ,
Corporate Governance ,
Disclosure Requirements ,
Diversity and Inclusion Standards (D&I) ,
Environmental Social & Governance (ESG) ,
Glass Lewis ,
Investors ,
Nasdaq ,
Regulatory Agenda ,
Regulatory Requirements ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Shareholders
Court of Chancery rejects Plaintiffs’ claims that directors engaged in “affirmative lawbreaking for profit”, finding alleged “trifling or technical” violations are ones “over which reasonable minds can differ.”
Court...more
Revised deadlines for initial Schedule 13D and Schedule 13G filings:
Schedule 13D: within five business days (rather than 10 calendar days) after crossing the 5% beneficial ownership threshold or losing eligibility to file...more
10/18/2023
/ Amended Rules ,
Beneficial Owner ,
Compliance ,
Consumer Protection Act ,
Deadlines ,
Dodd-Frank ,
Institutional Investors ,
Investment Adviser ,
Passive Investments ,
Reporting Requirements ,
Schedule 13D ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934 ,
Security-Based Swaps