The end of July saw continued regulatory activity in the digital assets space. This entry of BitBlog will cover some of the highlights.
1) The U.S. Securities and Exchange Commission (“SEC”) continues to dole out bits of...more
8/12/2019
/ Bitcoin ,
Cryptocurrency ,
Digital Assets ,
Digital Currency ,
Financial Conduct Authority (FCA) ,
Financial Transactions ,
FinTech ,
Investment Opportunities ,
Mt.Gox ,
NYDFS ,
Regulatory Agenda ,
Regulatory Oversight ,
Retail Investors ,
Securities and Exchange Commission (SEC) ,
Token Sales ,
UK
On July 25, the staff of the U.S. Securities and Exchange Commission (“SEC”) Division of Corporation Finance published a response to a no-action request submitted by Pocketful of Quarters, Inc. (“Pocketful of Quarters”)...more
As the summer continues to heat up so does the digital asset industry with two major developments.
The Libra announcement last month represented a milestone in the cryptocurrency industry....more
On January 22, 2019 FINRA, the self-regulatory organization for U.S. broker-dealers, released its “Risk Monitoring and Examination Priorities Letter” for 2019. A number of of FINRA’s hot topics for 2019 should be of interest...more
2/11/2019
/ Bitcoin ,
Broker-Dealer ,
Digital Assets ,
Digital Currency ,
FinTech ,
Initial Coin Offering (ICOs) ,
Investment Opportunities ,
Market Manipulation ,
Regulatory Oversight ,
Regulatory Standards ,
SEC Examination Priorities ,
Securities and Exchange Commission (SEC) ,
Token Sales