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Modernizing The Private Placement Framework: A Summary Of Recent SEC Rulemaking

The Securities and Exchange Commission (SEC) recently published extensive rules aimed toward modernizing aspects of the private placement framework of the federal securities laws. On January 14, 2021, the Final Rules were...more

SEC Modernizes And Expands "Accredited Investor" Definition

On August 26, 2020, the U.S. Securities and Exchange Commission (SEC) adopted amendments to the “accredited investor” definition in Rule 501 of Regulation D. Below, we summarize the key takeaways from this change, as well as...more

A Summary Of Recent Additional SEC Guidance on Disclosure, Financial Reporting, And Accounting Practices In Light Of COVID-19

On June 23, 2020, the Division of Corporation Finance of the U.S. Securities and Exchange Commission (SEC) further supplemented its previous guidance to assist public companies in navigating the disclosure challenges brought...more

Further SEC And Delaware Guidance On COVID-19 Disclosure And Shareholder Meeting Impacts

The U.S. Securities & Exchange Commission (SEC) has made numerous statements providing additional guidance relating to the COVID-19 public health crisis, and the governor of Delaware has also clarified some points of state...more

4/20/2020

A Summary Of Recent SEC Guidance Responding To COVID-19

Recently, the Securities and Exchange Commission (SEC) issued guidance to assist public companies in navigating the challenging times brought on by the coronavirus (COVID-19) pandemic. Modification to Order Granting 45-Day...more

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