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A Shift Toward a Holistic Approach to Digital Assets Regulation

The growth of digital assets presents a challenge for global regulators, but also an opportunity to facilitate development of revolutionary access to the modern financial system. A successful way forward will require...more

States, Countries Focus on Fraud Prevention and Customer Protection in Crypto

New York has enhanced its fraud prevention tools, while consumers can identify crypto scams using California’s scam tracker. A week after the US Securities and Exchange Commission (SEC) proposed amendments to cover...more

Updated: COVID-19: FINRA, SEC, And State Relief And Guidance For Broker-Dealers

The Financial Industry Regulatory Authority, US Securities and Exchange Commission, and state securities regulators recognize the significant impact of the coronavirus (COVID-19) pandemic on broker-dealers, investors, and...more

Recent Developments in the Regulatory Treatment of Cryptoassets in the United Kingdom and United States

Regulators on both sides of the Atlantic continue to monitor and address cryptoasset and distributed ledger technology activities. We recently posted on the guidance issued by the US Financial Crimes Enforcement Network on...more

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