US Developments -
Federal and State Regulatory Developments -
OCC Announces a New Acting Comptroller of the Currency -
On May 21, 2020, current Comptroller of the Currency Joseph M. Otting announced that he is stepping...more
5/29/2020
/ Anti-Money Laundering ,
Bitcoin ,
Blockchain ,
Brazil ,
Counter-Terrorist ,
Digital Currency ,
Financial Action Task Force ,
Financing ,
Iran ,
IRS ,
Popular ,
Tax Returns ,
Virtual Currency
U.S. Developments -
Federal and State Regulatory Developments -
Bill in Hawaii State Senate Addresses Digital Assets Including Authorization for Banks to Serve as Qualified Custodians -
SB 2594 before the Hawaii...more
1/29/2020
/ Amicus Briefs ,
Anti-Fraud Provisions ,
Bitcoin ,
Blockchain ,
Cryptocurrency ,
Digital Assets ,
Digital Currency ,
Distributed Ledger Technology (DLT) ,
Financial Institutions ,
FinTech ,
International Tax Issues ,
Japan ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Uniform Commercial Code (UCC) ,
Unregistered Securities ,
Virtual Currency
U.S. Developments -
U.S. Federal Regulatory Developments -
SEC Staff Holds FinTech Forum to Discuss Blockchain Technology and Digital Assets -
On May 31, 2019, the staff of the U.S. Securities and Exchange Commission...more
6/7/2019
/ Blockchain ,
Cryptocurrency ,
Distributed Ledger Technology (DLT) ,
FinTech ,
Initial Coin Offering (ICOs) ,
Popular ,
Registration Requirement ,
Regulatory Agenda ,
Securities and Exchange Commission (SEC) ,
State Attorneys General ,
Token Sales ,
Utility Tokens ,
Virtual Currency
U.S. Developments -
Federal Bank Regulators Issue Joint Statement on Collaborative BSA/AML Compliance -
On October 3, 2018, a group of federal bank regulators and the Financial Crimes Enforcement Network (“FinCEN”)...more
10/9/2018
/ Anti-Money Laundering ,
ASIC ,
Bank Secrecy Act ,
Blockchain ,
CFTC ,
Commodity Exchange Act (CEA) ,
Cryptocurrency ,
Financial Industry Regulatory Authority (FINRA) ,
FinCEN ,
Initial Coin Offering (ICOs) ,
Popular ,
Securities and Exchange Commission (SEC) ,
South Korea ,
Token Sales ,
Virtual Currency
The following update is on our Fintech Legal Report:
FINRA Issues a Regulatory Notice for Firms to Let FINRA Know About Digital Asset Activities -
U.S. Developments -
Regulatory Updates -
Vermont Enacts...more
7/16/2018
/ Bitcoin ,
Blockchain ,
Cryptocurrency ,
Dear Colleague Letter ,
Department of Justice (DOJ) ,
Digital Assets ,
Financial Conduct Authority (FCA) ,
Financial Industry Regulatory Authority (FINRA) ,
FinTech ,
Governor Scott ,
India ,
Initial Coin Offering (ICOs) ,
Limited Liability Company (LLC) ,
Securities and Exchange Commission (SEC) ,
Token Sales ,
UK ,
Virtual Currency