On February 15, 2023, the Securities and Exchange Commission (SEC) proposed new rules and amendments (Proposal) to Rule 206(4)-2 (Custody Rule) under the Investment Advisers Act of 1940 (Advisers Act)....more
3/26/2023
/ Client Assets ,
Custodians ,
Custody Rule ,
Digital Assets ,
GAAP ,
Investment Advisers Act of 1940 ,
New Amendments ,
New Rules ,
Recordkeeping Requirements ,
SEC Examination Priorities ,
Securities and Exchange Commission (SEC) ,
Segregation Requirements ,
Written Agreements
On October 26, 2022, the U.S. Securities and Exchange Commission (SEC) proposed a new Rule 206(4)-11 and amendments to Rule 204-2 under the U.S. Investment Advisers Act of 1940 (Advisers Act), as well as amendments to Form...more