News & Analysis as of

Custodians

Carlton Fields

SEC Staff Clarifies the Use of State Trust Companies as Crypto Custodians

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Just before the recent federal government shutdown, SEC staff issued a no-action letter providing some clarity as to who can serve as a permissible custodian under the Investment Company Act of 1940 and a “qualified...more

Mitratech Holdings, Inc

eDiscovery 101: Protecting Data with Legal Holds

Data is everywhere: emails, chat apps, cloud storage, collaboration platforms, and even video meetings. For legal teams, this creates both opportunity and risk. When litigation or regulatory inquiries arise, all of this data...more

Wilson Sonsini Goodrich & Rosati

New York Regulator Issues Updated Guidance for Virtual Currency Custodians

Recognizing the growing demand for virtual currency custodial services and the increased use of sub-custodial relationships in the digital asset space, the New York Department of Financial Services (NY DFS) announced updated...more

Hogan Lovells

CASS Considerations When Planning for ‘Day One’

Hogan Lovells on

Our previous article focused on the importance of CASS Resolution Packs for firms that hold custody assets and/or client money (“CASS Firms”) to ensure they are prepared should they enter an insolvency process, in accordance...more

Offit Kurman

Safeguarding Your Children’s Tomorrow: Estate Planning for Minor Kids in Pennsylvania

Offit Kurman on

When parents look to the future, they picture family dinners, school milestones, and graduation caps. Rarely, if ever, do parents consider what would happen if they were not able to raise their children themselves. Yet...more

Latham & Watkins LLP

Banking Agencies Issue Joint Statement on Risk-Management Considerations for Cryptoasset Safekeeping

Latham & Watkins LLP on

Banking organizations safekeeping digital assets for customers must do so in a safe and sound manner and in compliance with applicable laws and regulations....more

Awatif Mohammad Shoqi Advocates & Legal...

Child Custody And Visitation Rights In The UAE

The United Arab Emirates has emerged as a multicultural global city with people from various countries, religions and belief systems. The country continuously works towards building a land where these communities can grow and...more

Goodwin

Federal Stablecoin Legislation Poised to Implement Comprehensive Regulatory Framework for Payment Stablecoins

Goodwin on

The Guiding and Establishing National Innovation for U.S. Stablecoins Act (the “GENIUS Act”), which would comprehensively regulate stablecoins in the United States, was adopted by the U.S. Senate on June 17 by a bipartisan...more

Hogan Lovells

CASS: An introduction to contingency planning

Hogan Lovells on

Hogan Lovells and Teneo have worked together to produce the first in a series of articles aimed at helping regulated firms (and particularly those that hold client money and safe custody assets) better understand the rules...more

The Estate Lawyers

Divorce Need Not Ignite Estate Litigation, But Too Often It Does

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Certain life events demand that estate planners work with client testators to adjust their estate plans. Divorce and remarriage are at the top of that list. When matrimony devolves into acrimony – setting the stage for...more

Array

This Week in eDiscovery: In-House Counsel | Sequestered Documents

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Every week, the Array team reviews the latest news and analysis about the evolving field of eDiscovery to bring you the topics and trends you need to know. This week’s post covers the period of October 21-27. Here’s what’s...more

Association of Certified E-Discovery...

In-House Counsel in the Custodian Debate: Balancing Proportionality and Relevance

In Dale v. Deutsche Telekom AG, Magistrate Judge Jeffrey Cole addressed a recurring issue in complex litigation—whether in-house counsel are appropriate custodians in discovery. The October 4, 2024 decision also highlights...more

EDRM - Electronic Discovery Reference Model

[Webinar] Scary Important eDiscovery Case Law Decisions for October - October 31st, 1:00 pm - 2:00 pm ET

Afraid you won’t be up to date on important case law? Our October 2024 monthly webinar of cases covered by the eDiscovery Today blog will remove all your fears! During the webinar we will discuss disputes related to relevance...more

EDRM - Electronic Discovery Reference Model

[Webinar] Data Risk & Resilience Part II - E-Discovery Unlocked: Managing the E-Discovery Data Minefield - September 12th, 1:00 pm...

Data Resilience Masterclass: Navigating the Risks of the Digital Age - Data Risk and Resilience is a critical topic for modern businesses, especially within industries that handle vast amounts of sensitive information. This...more

Foodman CPAs & Advisors

Excepciones De Beneficiario Final Bajo Reportes BOI

La Guía BOI de FinCEN para las Pequeñas Empresas se publicó originalmente el 18/9/23 y posteriormente se actualizó en diciembre del 2023 como la Versión 1.1. El propósito de la Guía es ayudar a la comunidad de pequeñas...more

Foodman CPAs & Advisors

Beneficial Owner Exceptions Under BOI Reporting

The FinCEN BOI Small Business Guide was originally released on 9/18/23 and subsequently updated on December 2023 as Version 1.1. The purpose of the Guide is to assist the small business community in complying with the...more

Mitratech Holdings, Inc

[Webinar] Legal Hold in Action: Real-World Tips and Best Practices - January 25th, 9:00 am - 10:00 am PST

Safeguarding against evidence spoliation ahead of litigations, audits, or investigations is a lot easier when you have a timely, defensible legal hold process. In this conversation, take a look at how to achieve this by...more

Cozen O'Connor

Know Thyself (And Thy Own Discovery Obligations) -- A Case Law Update

Cozen O'Connor on

A recent decision involving a business dispute over the sale of a company illustrates the standard a party must meet to compel designation of an ESI custodian: the judge denied the motion, finding it was the movant’s burden...more

Mitratech Holdings, Inc

4 Legal Hold Tips We’re Grateful for This November

Mitratech Holdings, Inc on

Dive into the do’s and don’ts of data preservation, custodianship, legal hold release expectations, and more. It is the season of giving thanks, and we’d be remiss if we didn’t acknowledge the tips and tricks that...more

Lowenstein Sandler LLP

Slew of Recent SEC Enforcement Actions: Guidance for Registered Investment Advisers

Lowenstein Sandler LLP on

On September 5, the U.S. Securities and Exchange Commission (SEC) announced enforcement actions against five investment advisers for violating Rule 206(4)-2 (the Custody Rule) and Rule 204-1(a) (the ADV Reporting Rule) of the...more

Association of Certified E-Discovery...

[Webinar] Legal Hold Made Easy: Building a Defensible Litigation Workflow - September 21st, 1:00 pm - 2:00 pm EDT

Join us for a transformative webinar, "Legal Hold Made Easy: Building a Defensible Litigation Workflow," where we'll unravel the power of automated legal hold software to simplify and strengthen your litigation process. ...more

ArentFox Schiff

Self-Directed IRAs and the Prohibited Transaction Rules – Part 1

ArentFox Schiff on

Part 1: Permitted Investments and Compliance - The self-directed individual retirement account (IRA) is an increasingly popular option for an IRA account owner, especially those owners who have significant net worth and...more

Levenfeld Pearlstein, LLC

Who Owns Crypto Assets? Know the Risks

Until recently, the nature of ownership of assets on deposit with a third party was not controversial. If a local bank branch goes bankrupt, the cash or other assets deposited with the bank belonged to individual...more

Foodman CPAs & Advisors

Crypto Asset Related Activities Assessed By The FDIC

On 4/5/23, the FDIC released its 2023 Spring Consumer Compliance Supervisory Highlights. The purpose of the Supervisory highlights is to provide an overview of consumer compliance issues identified through the FDIC’s...more

Awatif Mohammad Shoqi Advocates & Legal...

Who Will Be Granted Custody Of The Children In A Case Of Parental Neglect In The UAE?

Parents are made to be the natural custodian of a child upon his birth, and in cases where parents are not fit to take custody, it may be given to the close relatives of the child, or a person competent to be a custodian in...more

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