On March 15, 2023 the Securities and Exchange Commission (“SEC”) proposed three new sets of rules (the “Proposed Rules”) which, if adopted, would require a variety of companies to beef up their cybersecurity policies and data...more
4/10/2023
/ Cybersecurity ,
Data Management ,
Data Protection ,
Data Security ,
Popular ,
Proposed Regulation ,
Proposed Rules ,
Regulation S-P ,
Regulatory Agenda ,
Regulatory Reform ,
Securities and Exchange Commission (SEC)
Seyfarth Synopsis: On Thursday, February 6, 2020, SEC Commissioner Hester Peirce proposed rules which, if certain conditions are met, would, for three years, exempt (1) the offer and sale of tokens from most provisions of the...more
2/12/2020
/ Cryptocurrency ,
Digital Currency ,
Enforcement Actions ,
Exempt Transactions ,
Exemptions ,
Initial Coin Offering (ICOs) ,
Proposed Rules ,
Regulatory Agenda ,
Rulemaking Process ,
Safe Harbors ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Token Sales ,
Unregistered Securities
On October 8, 2019, five federal agencies jointly announced that they had finalized revisions designed to simplify compliance with the Volcker Rule regulations implementing Section 13 of the Bank Holding Company Act. The...more
10/16/2019
/ Bank Holding Company Act ,
Common Ownership ,
Cooperative Compliance Regime ,
Financial Instruments ,
Financial Regulatory Reform ,
Hedge Funds ,
Private Equity Funds ,
Proprietary Trading ,
Regulatory Agenda ,
Trading Policies ,
Volcker Rule