Val Dahiya

Morrison & Foerster LLP

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U.S. SEC Adopts Amendments to Reg S-P

On May 16, 2024, the SEC adopted amendments to Regulation S-P (“Reg S-P”). The finalized amendments (the “Amendments”) to Reg S-P are designed to address the expanded use of technology and corresponding risks that have...more

5/29/2024 / Cyber Incident Reporting , Cybersecurity , Fixing America’s Surface Transportation Act (FAST Act) , Incident Response Plans , Notification Requirements , Recordkeeping Requirements , Regulation S-P , Safeguards Rule , Securities and Exchange Commission (SEC) , Sensitive Personal Information

Takeaways for In-House Counsel from the SEC’s “Shadow Insider Trading” Trial

On April 5, 2024, a jury in California federal court found a former corporate executive liable for insider trading in SEC v. Panuwat, a novel enforcement action involving a theory known as “shadow trading.” In Panuwat, the...more

4/17/2024 / Breach of Duty , Corporate Counsel , Enforcement Actions , Insider Trading , Material Nonpublic Information , Pharmaceutical Industry , Securities and Exchange Commission (SEC) , Securities Exchange Act

FINRA Proposes to Modify its Communications with the Public Rule to Allow More Parties to Receive Projections and Targeted Returns

In November of 2023, FINRA made an initial rule filing with the Securities and Exchange Commission (SEC) pursuant to Exchange Act Rule 19b-4, seeking to amend FINRA Rule 2210 – Communications with the Public (the...more

3/13/2024 / Financial Industry Regulatory Authority (FINRA) , Institutional Investors , Investment Company Act of 1940 , Private Funds , Qualified Purchaser , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Regulation

Celebrating Black History Month: A Conversation With Anita Hill

MoFo continued its celebration of Black History Month by hosting a fireside chat with Washington, D.C. partner Val Dahiya and guest speaker Anita Hill. A Brandeis University Professor of Law, Social Policy & Women’s and...more

3/5/2024 / Civil Rights Act , Corporate Culture , Diversity , Diversity and Inclusion Standards (D&I) , Employment Discrimination , Equity , Fiduciary Duty , Gender Equity , Shareholders , Social Justice Issues

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