On May 22, at a conference of the Financial Industry Regulatory Authority (“FINRA”), U.S. Securities and Exchange Commission (“SEC” or the “Agency”) Chairman Jay Clayton urged digital token issuers to contact the SEC to look...more
On August 7, 2017, the U.S. Securities and Exchange Commission (“SEC”) published a risk alert directed to the financial advisory industry, identifying cybersecurity vulnerabilities that could make the industry’s networks...more