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Senate Approves Bipartisan Financial Services Regulatory Relief Bill

Last week, the United State Senate passed bipartisan legislation designed to substantially amend the Dodd–Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”). Originally drafted by Senate Banking...more

Congress Considers Legislation To Standardize Data Security And Breach Notification Regulatory Regime

On Wednesday, March 7, the House Financial Services Committee (“HFSC”) considered two legislative proposals to streamline data breach notification laws. HFSC’s Subcommittee on Financial Institutions and Consumer Credit held a...more

U.S. Senate Banking Committee approves the “Economic Growth, Regulatory Relief and Consumer Protection Act” Amends regulations...

On December 5, the U.S. Senate Banking Committee approved S. 2155, the Economic Growth, Regulatory Relief and Consumer Protection Act, which amends several regulations imposed under the 2010 Dodd–Frank Wall Street Reform and...more

SEC Issues Risk Alert To Improve Cybersecurity Readiness

On August 7, 2017, the U.S. Securities and Exchange Commission (“SEC”) published a risk alert directed to the financial advisory industry, identifying cybersecurity vulnerabilities that could make the industry’s networks...more

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