Yiyang Huang

Yiyang Huang

Morrison & Foerster LLP

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Structured Thoughts: News for the Financial Services Community, Volume 10, Issue 6

In this issue of Structured Thoughts, we discuss: ..European Commission consultation on EU benchmark regulation ..FINRA: Suitability and sales practices remain an issue ..SEC charges Switzerland-based dealer for selling...more

11/27/2019  /  Benchmarks , Bitcoin , Broker-Dealer , Corporate Financing , EU , Financial Industry Regulatory Authority (FINRA) , Financial Services Industry , Securities and Exchange Commission (SEC) , Structured Financial Products , Swap Dealers
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