On September 12, 2019, the Commodity Futures Trading Commission (CFTC) announced a settlement with Phillip Capital Inc. (PCI or the “Company”), a registered futures commission merchant (FCM), after hackers successfully...more
10/14/2019
/ CFTC ,
Chief Compliance Officers ,
Cybersecurity ,
Data Breach ,
Data Security ,
Enforcement Actions ,
Information Systems Security Program (ISSP) ,
Investment Adviser ,
National Futures Association ,
Phishing Scams ,
Policies and Procedures
• New York recently enacted the Stop Hacks and Improve Electronic Data Security (SHIELD) Act, which expands data breach notification requirements and imposes new data security obligations on businesses that own, license or,...more
8/5/2019
/ Cybersecurity ,
Data Breach ,
Data Privacy ,
Data Protection ,
Data Security ,
Governor Cuomo ,
HIPAA Breach ,
New Legislation ,
Personally Identifiable Information ,
Popular ,
SHIELD Act ,
State Data Breach Notification Statutes
In a set of recent settlements, the Federal Trade Commission (the FTC or Commission) resolved charges against two companies, ClixSense and D-Link, for failing to provide reasonable security and to live up to their data...more
7/23/2019
/ Cyber Attacks ,
Cybersecurity ,
Data Breach ,
Data Collection ,
Data Privacy ,
Data Protection ,
Data Security ,
Encryption ,
Federal Trade Commission (FTC) ,
FTC Act ,
Hackers ,
Information Security ,
Misrepresentation ,
Personally Identifiable Information ,
Policies and Procedures ,
Popular ,
Section 5 ,
Settlement Agreements