I recently presented to the Corporate & Securities Law Committee of the Association of Corporate Counsel (ACC) on the topic entitled “Behind the SEC Curtain: Practical Tips for Interacting with the SEC Staff.”
The presentation offered practical tips from me, a former SEC staffer, on the following topics:
• How to interact with the SEC staff
• The screening and review process for registration statements
• Periodic reports and proxies
• Recent areas of focus
• Current developments at the Commission and staff
Please see full publication below for more information.