The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight has issued responses to frequently asked questions (FAQs) regarding Commission Forms CPO-PQR and CTA-PR. The FAQs for Commission Form CPO-PQR focus on issues such as filing requirements, reporting thresholds, and responding to specific issues contained in the CPO cover page and Schedules A-C. The FAQs for Commission Form CTA-PR focus on filing requirements, question 1 issues related to Trading Programs, and question 2 issues regarding pool registration and assets.
The FAQ responses are available here.
