In this issue:
*SEC/CORPORATE
..SEC Proposes Creation of Large Trader Reporting System
..Pink OTC Markets Inc. Announces Creation of OTCQBTM Marketplace
*BROKER DEALER
..SEC Proposes New Measures to Protect Investors in Options Markets
..FINRA Issues Guidance on Providing Consolidated Financial Account Reports to Customers
*FINANCIAL MARKETS
..Federal Regulators Release Model Consumer Privacy Notice Online Form Builder
*CFTC
..Chicago Mercantile Exchange Introduces Mandatory Globex Credit Controls
..REMINDER: New Quarterly Reporting Requirement for CPOs in Effect; First Reports Due May 17
*LITIGATION
..Third Circuit Rejects Novel Government Securities Fraud Theory
..Failure to Disclose Merger Talks Does Not Violate Securities Laws
*BANKING
..Transaction Account Guarantee Program Is Extended by FDIC
*UK DEVELOPMENTS
..Financial Services Act 2010 Passed
Please see full publication below for more information.