In This Issue:
*BROKER DEALER
..FINRA to Assume Responsibility for Regulating NYSE Euronext Markets
*LITIGATION
..Second Circuit Affirms No Duty to Disclose Merger Negotiations
..Third Party May Not Compel Signatories to an Arbitration Agreement
*BANKING
..Banking Agencies Issue Final Guidance on Correspondent Concentration Risks
*EXECUTIVE COMPENSATION AND ERISA
..Health Plans’ Coverage of Adult Children Is Tax-Free
*UK DEVELOPMENTS
..FSA Fines Firm and MLRO for Anti-Money Laundering Failings
Please see full publication below for more information.