In this issue:
*BROKER DEALER
..FINRA to Require Firms to Designate a Super Account Administrator
..CBOE and CHX Amend Rules to Prohibit Broker Discretionary Voting on Director Elections and Other Matters
*CFTC
..CFTC Denies Relief from Customer Account Identification Requirement at Time of Order Entry
*INVESTMENT COMPANIES AND INVESTMENT ADVISERS
..SEC Initiates Review on Use of Derivatives by Investment Companies
*LITIGATION
..State Law Governs Determination of Whether Non-Signatory Can Be Compelled to Arbitrate
..Federal Court Denies Preliminary Injunction to Enforce Restrictive Covenants
*EXECUTIVE COMPENSATION AND ERISA
..Health Reform Legislation Affects Large and Small Employers
*UK DEVELOPMENTS
..Government Announces 2010/2011 Tax Proposals and Budget
Please see full publication below for more information.