In this Bottom Line videocast, Issa Hanna and Pooja Kohli discuss what to expect in 2020 on standard of conduct developments for broker-dealers and investment advisers, including:
Anticipated developments relating to the SEC’s Regulation Best Interest.
The paths forward for the proposed state fiduciary rules.
Areas of enhanced regulatory focus under the Advisers Act Fiduciary Duty.
Discover more of the latest legal news and topics discussed by See more +
In this Bottom Line videocast, Issa Hanna and Pooja Kohli discuss what to expect in 2020 on standard of conduct developments for broker-dealers and investment advisers, including:
Anticipated developments relating to the SEC’s Regulation Best Interest.
The paths forward for the proposed state fiduciary rules.
Areas of enhanced regulatory focus under the Advisers Act Fiduciary Duty.
Discover more of the latest legal news and topics discussed by subscribing to the Eversheds Sutherland Legal Insights Podcast Channel. See less -
