Regulation Best Interest Videocast Series – Account Recommendations Under Regulation BI

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The SEC’s new Regulation Best Interest will require broker-dealers to make account recommendations in their customers’ best interest.

In this Bottom Line videocast, Susan Krawczyk and John Walsh discuss:

the standard in Regulation Best Interest governing account recommendations

what types of account recommendations are covered

what broker-dealers need to do to get ready for the new See more +

The SEC’s new Regulation Best Interest will require broker-dealers to make account recommendations in their customers’ best interest.

In this Bottom Line videocast, Susan Krawczyk and John Walsh discuss:

the standard in Regulation Best Interest governing account recommendations

what types of account recommendations are covered

what broker-dealers need to do to get ready for the new standard

Discover more of the latest legal news and topics discussed by our attorneys by subscribing to the Eversheds Sutherland Legal Insights Podcast Channel. See less -

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