Over the next year, the Department of Labor (DOL) will likely be issuing guidance in a number of areas that could impact asset managers and financial services companies.
In this Bottom Line videocast, Carol McClarnon and Laura Taylor discuss:
Third time’s the charm – what the latest version of the DOL fiduciary rule could look See more +
Over the next year, the Department of Labor (DOL) will likely be issuing guidance in a number of areas that could impact asset managers and financial services companies.
In this Bottom Line videocast, Carol McClarnon and Laura Taylor discuss:
Third time’s the charm – what the latest version of the DOL fiduciary rule could look like.
The impact of the end of 2019 SECURE Act and need for conforming regulations.
Proxy voting regulations.
The missing “missing participant” guidance.
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