[Webinar] FinTech University: FinTech, SEC, and OFAC Investigations

October 3rd, 2:00 pm - 3:00 pm EDT

Nelson Mullins Riley & Scarborough LLP

October 3rd, 2023
2:00 PM - 3:00 PM EDT

Join us for the next edition of FinTech University as we focus on FinTech, SEC, and OFAC investigations. This webinar will examine how the U.S. Securities and Exchange Commission (SEC) and Office of Foreign Assets Control (OFAC) conduct investigations of FinTech companies. Experienced Nelson Mullins attorneys Matthew Lindenbaum, and Robert Lindhom will present and Regulation Practice Chair Richard Levin will moderate.

Matthew Lindenbaum
Nelson Mullins

Robert Lindholm
Nelson Mullins

Richard Levin
FinTech and Regulation Practice Chair, Nelson Mullins

Webinar link will be provided following registration.
CLE credit will be sought for all attorneys requesting.

Certificates of attendance are available upon request for CPE purposes.
State boards of accountancy have final authority on the acceptance of individual courses for CPE credit.


Nelson Mullins Riley & Scarborough LLP

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