Title: Hot Topics in SEC Regulation and Enforcement
Date: Wednesday, December 11, 2019
Time: 02:00 PM Eastern Standard Time
Duration: 1 hour
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Ron Betman and Heidi VonderHeide will discuss the state of the law two years after Kokesh v. S.E.C., SEC’s Enforcement’s focus on conflicts of interest disclosure, and Regulation Best Interest (Reg BI).
Speakers:
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