I have a fear of heights, the water, and a Department of Labor (DOL) audit/investigation. Perhaps, the order is the opposite, but you catch my drift. I have been an ERISA attorney for 25 years and I have seen a lot of things and been involved in a lot of crazy things. It is no coincidence that the craziest things I’ve seen were investigated by the DOL as part of an audit or investigation. This article is all about DOL audits and investigations and some of the greatest retirement plan horror stories, out there.