Adrian Deitz

2/20/2023  /  Broker-Dealer , Capital Markets , Final Rules , Investment Advisers Act of 1940 , Reporting Requirements , Securities , Securities and Exchange Commission (SEC) , Settlement

12/22/2022  /  Capital Markets , Capital Raising , Corporate Counsel , Corporate Governance , Disclosure Requirements , Filing Deadlines , Filing Requirements , Financial Statements , Publicly-Traded Companies , Regulatory Agenda , Regulatory Reform , Reporting Requirements , Securities and Exchange Commission (SEC) , Smaller Reporting Companies

3/22/2022  /  10b5-1 Plans , Board of Directors , Confidential Information , Delaware General Corporation Law , Material Nonpublic Information , Publicly-Traded Companies , Regulation S-K , Reporting Requirements , Rule 10b-5 , Securities and Exchange Commission (SEC) , Securities Exchange Act , Stock Repurchases

1/30/2020  /  Acquisitions , Administrative Procedure Act , Anti-Discrimination Policies , Anti-Harassment Policies , Anti-Kickback Statute , Antitrust Investigations , Appeals , Arbitration Awards , Attorney General , Backstop Agreements , BEPS , BitLicense , Blockchain , Board of Directors , Bonds , Capital Markets , CFIUS , CFTC , Chapter 11 , Claim Preclusion , Class Action , Commercial Bankruptcy , Common Stock , Congressional Investigations & Hearings , Congressional Subpoenas , Consumer Financial Protection Bureau (CFPB) , Cooperation Agreement , Copyright , Corporate Governance , Corporate Restructuring , Corporate Social Responsibility , Corporate Taxes , Corwin Doctrine , Covenant Lite Deals , Creditors , Cross-Border Transactions , DACA , DE Supreme Court , Debt Financing , Debtors , Department of Justice (DOJ) , Dischargeable Debts , Disgorgement , Disparate Impact , Dodd-Frank , Down Rounds , Drug Pricing , EBITDA , Employee Retirement Income Security Act (ERISA) , Employer Liability Issues , Employment Discrimination , Enforcement Actions , Enforcement of Foreign Judgments , Enterprise Act 2002 , Environmental Social & Governance (ESG) , EU , Fair Housing Act (FHA) , Federal Trade Commission (FTC) , FinTech , FIRRMA , Foreign Acquisitions , Foreign Investment , Foreign Issuers , FRCP 23 , General Data Protection Regulation (GDPR) , General Elections , GILTI tax , High-Yield Markets , Hong Kong , Hong Kong Stock Exchange , Individual Accountability , Initial Public Offering (IPO) , Intellectual Property Litigation , Intercreditor Agreements , International Arbitration , International Litigation , IRS , Issue Preclusion , Japan , Joint Venture , Legislative Agendas , Life Sciences , Listing Rules , Litigation Strategies , Make-Whole Premium , Mergers , MFW , Multinationals , National Security , PCAOB , Pharmaceutical Industry , Political Parties , Preferred Shares , Private Offerings , Privately Held Corporations , Proxy Advisory Firms , Publicly-Traded Companies , Refinancing , Regulatory Agenda , Reporting Requirements , SCOTUS , Securities and Exchange Commission (SEC) , Securities Litigation , Separation of Powers , Shareholder Activism , Shareholder Proposals , Shareholders , Split of Authority , State Labor Laws , Stock Drop Litigation , Tax Cuts and Jobs Act , Tax Litigation , Technology Sector , Third-Party Release Agrements , Transparency , UK , UK Brexit , Valuation , White Collar Crimes

11/1/2019  /  Acquisitions , Amended Rules , Annual Reports , Audit Reports , Compliance , Critical Audit Matters (CAMs) , Cybersecurity , Disclosure Requirements , Financial Statements , Fixing America’s Surface Transportation Act (FAST Act) , Foreign Acquisitions , Foreign Private Issuers , Form 20-F , GAAP , IASB , IFRS , Libor , MD&A Statements , Mining , Multinationals , Nasdaq , NYSE , PCAOB , Popular , Publicly-Traded Companies , Regulation S-K , Regulation S-X , Reporting Requirements , Securities and Exchange Commission (SEC) , Shareholder Approval , Sustainability , Tariffs , Trade Wars , UK Brexit , XBRL Filing Requirements

5/10/2018  /  Biotechnology , Broker-Dealer , Capital Markets , Chamber of Commerce , Corporate Governance , Disclosure Requirements , Dodd-Frank , Emerging Growth Companies , Financial Reporting , ICFR , Initial Public Offering (IPO) , Institutional Shareholder Services (ISS) , Investment Banks , JOBS Act , Large Corporate Filers , Mandatory Arbitration , Mutual Funds , Nasdaq , New Guidance , Offerors , PCAOB , Proxy Advisors , Publicly-Traded Companies , Registered Investment Advisors , Regulatory Reform , Reporting Requirements , Sarbanes-Oxley , Securities , Securities and Exchange Commission (SEC) , Shareholder Proposals , Short Sales , SIFMA , Small Business , Technology Sector , Tick Size , WKSIs , XBRL Filing Requirements

5/6/2015  /  Accounting , Convertible Bonds , Convertible Debt , Derivatives , Reporting Requirements , Rule 144A , Securities and Exchange Commission (SEC)