David Carroll

David Carroll

Sands Anderson PC

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Latest Publications


Crowdfunding and Real Estate Development

The real estate development market continues to open up to crowdfunding, and the changes to capital raising for real estate projects could be significant if only a small portion of the potential of these new methods take...more

9/17/2015 - Accredited Investors Capital Formation Crowdfunding Due Diligence General Solicitation JOBS Act Mortgage REITS Popular Real Estate Development Real Estate Investments Regulation D REITS Rule 506 Offerings SEC

New Era in Private Capital Raising – Opening Up General Solicitation and General Advertising

The next few years may be the largest watershed event in opening up private equity capital since the 1980s when Regulation D was first published by the Securities and Exchange Commission (“SEC”). By allowing general...more

8/25/2015 - Accredited Investors Capital Formation Entrepreneurs Final Rules JOBS Act Offerings Private Equity Private Offerings Regulation D Rule 506(c) Safe Harbors SEC Small Offering Exemptions Venture Capital

New Era of Capital Raising: Sorting Through the JOBS Act’s New Capital Raising Rules

Since the enactment of the Jumpstart Our Business Startups Act (the “JOBS Act”) in 2012, the Securities and Exchange Commission (“SEC“) has slowly been making its way through the titles to the JOBS Act to promulgate the final...more

7/24/2015 - Accredited Investors Capital Formation Crowdfunding JOBS Act Proposed Regulation Regulation A Rule 506(c) SEC Tier 2 Offerings

Virginia Commercial Real Estate Bills – Effective July 1, 2015

Sands Anderson’s Commercial Real Estate Team followed the 2015 Virginia legislative session for bills related to the real estate industry. Below is our selection of the top five we felt you would find most relevant to your...more

6/30/2015 - Landlords Leases Residential Leases Tax Credits Tenants Variances Zoning Laws

Rogue CFO IV – The Company Response

In this series we have considered the problem of a rogue CFO, or other executive officer, who defrauds or steals from the company. The focus has been on measures that are designed to prevent the high-level fraud from...more

8/6/2014 - Corporate Officers Fraud Internal Investigations Workplace Investigations

Rogue CFO III – Background Checks

Perform Background Checks. It seems obvious. Why would a company not want as much information about a candidate for its CFO position that it can legally obtain? But this oversight is common. Too many smaller companies hire...more

5/29/2014 - ADA Background Checks C-Suite Executives CFOs Consumer Bankruptcy Credit Reports EEOC Employer Liability Issues Employment Policies FBI FCRA Hiring & Firing Public Records Title VII

Rogue CFO II – Internal Accounting Controls and Supervision

Our second article in the series, “Rogue CFO,” covers some common sense processes that all too often are missing in smaller businesses – workable controls and verification. ...more

4/18/2014 - Accounting Controls Audits CFOs Financial Crimes Training Verification Requirements

Rogue CFO I- Introduction

Small, privately owned corporations deal with all types of challenges: competition, government regulations, recessions, rising cost of benefits for employees —the list is long. But one area that seems to be a persistent...more

4/10/2014 - Bribery CFOs Fraud Misappropriation

The JOBS Act: Crowdfunding 1 – Introduction

Many small-to-medium sized businesses urgently need equity capital but, because of legal restrictions and the expense of raising private venture capital, these firms often give up on traditional methods of capital raising. ...more

6/18/2013 - Crowdfunding JOBS Act SEC Securities Act of 1933 Startups Venture Capital

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