David Carroll

David Carroll

Sands Anderson PC

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Rogue CFO IV – The Company Response

In this series we have considered the problem of a rogue CFO, or other executive officer, who defrauds or steals from the company. The focus has been on measures that are designed to prevent the high-level fraud from...more

8/6/2014 - Corporate Officers Fraud Internal Investigations Workplace Investigations

Rogue CFO III – Background Checks

Perform Background Checks. It seems obvious. Why would a company not want as much information about a candidate for its CFO position that it can legally obtain? But this oversight is common. Too many smaller companies hire...more

5/29/2014 - ADA Background Checks C-Suite Executives CFOs Consumer Bankruptcy Credit Reports EEOC Employer Liability Issues Employment Policies FBI FCRA Hiring & Firing Public Records Title VII

Rogue CFO II – Internal Accounting Controls and Supervision

Our second article in the series, “Rogue CFO,” covers some common sense processes that all too often are missing in smaller businesses – workable controls and verification. ...more

4/18/2014 - Accounting Controls Audits CFOs Financial Crimes Training Verification Requirements

Rogue CFO I- Introduction

Small, privately owned corporations deal with all types of challenges: competition, government regulations, recessions, rising cost of benefits for employees —the list is long. But one area that seems to be a persistent...more

4/10/2014 - Bribery CFOs Fraud Misappropriation

The JOBS Act: Crowdfunding 1 – Introduction

Many small-to-medium sized businesses urgently need equity capital but, because of legal restrictions and the expense of raising private venture capital, these firms often give up on traditional methods of capital raising. ...more

6/18/2013 - Crowdfunding JOBS Act SEC Securities Act of 1933 Startups Venture Capital

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