Donna Parisi

Donna Parisi

Shearman & Sterling LLP

Contact  |  View Bio  |  RSS

Latest Posts › Broker-Dealer

Share:

SEC Lawyer Speaks To Broker-Dealer Registration Status Of Private Fund Managers

Late last week, a senior SEC lawyer encouraged the private equity and hedge fund communities to consider whether certain practices of private fund managers could subject these firms to SEC registration as broker-dealers....more

4/11/2013 - Broker-Dealer Fund Managers Private Funds Registration SEC

1 Results
|
View per page
Page: of 1