Geoffrey Goldman

Geoffrey Goldman

Shearman & Sterling LLP

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Financial Regulatory Developments Focus - November 2015

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

11/4/2015 - Banking Sector Confidential Information Consumer Lenders Crowdfunding Federal Reserve Financial Institutions FSB G-SIB Prudential Regulation Authority Risk Management SEC Shadow Banking UK UK Competition and Markets Authority (CMA)

Financial Regulatory Developments Focus - October 2015 #3

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

10/21/2015 - Banking Examinations Banking Sector Certifications Depository Institutions Federal Reserve Financial Institutions G-SII MiFID II Private Equity Prudential Regulation Authority Ring-Fencing SEC Senior Managers TILA-RESPA Integrated Disclosure Rule (TRID) UK

Financial Regulatory Developments Focus - October 2015 #2

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

10/15/2015 - Banking Sector Capital Requirements Clearing Agencies EU European Central Bank Federal Reserve Financial Institutions Investment Funds Payment Systems Regulation P Regulation Technical Standards (RTS) Regulatory Standards SEC Securitization Vehicles Structured Financial Products Transparency Whistleblower Protection Policies

Financial Regulatory Developments Focus - August 2015 #3

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

8/19/2015 - Administrative Appointments Banking Sector CFPB CFTC Competition Authorities Derivatives Enforcement Actions European Banking Authority Federal Reserve OCC Prudential Regulation Authority Prudential Standards UK

Financial Regulatory Developments Focus - August 2015

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

8/5/2015 - Banking Sector European Banking Authority Federal Reserve Financial Conduct Authority (FCA) Financial Institutions Financial Markets Investment Funds Prudential Regulation Authority Regulatory Agenda

Credit Risk Retention Rules Finalized

Six federal agencies have finalized long-anticipated joint rules imposing risk retention, or “skin-in-the-game,” requirements for securitizations. The new rules, when they become effective over the next two years, will impose...more

10/24/2014 - Derivatives Dodd-Frank FDIC Federal Reserve FHFA Higher-Risk Securitizations HUD New Regulations OCC Regulation AB Risk Retention SEC Securities Exchange Act Volcker Rule

Ready for the Volcker Rule? What to Look For

Over two years after publication of a proposed regulation, a final regulation implementing the so-called “Volcker Rule” is expected to be adopted tomorrow by the five US Federal financial regulatory agencies. Two of them —...more

12/9/2013 - CFTC Compliance Federal Reserve Financial Regulatory Reform Volcker Rule

Fed Rewrites Section 716 of Dodd-Frank

The Federal Reserve on Wednesday, June 5, issued an interpretation of the so-called “swaps push-out” section of the Dodd-Frank Act that corrects a drafting error that virtually everyone agrees needed to be fixed. The Federal...more

6/10/2013 - Dodd-Frank FDIC Federal Reserve Foreign Banks OCC Swap Dealers Swaps

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