Geoffrey Goldman

Geoffrey Goldman

Shearman & Sterling LLP

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Financial Regulatory Developments Focus - August 2015 #4

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

8/26/2015 - Administrative Appointments Banking Sector Broker-Dealer Citigroup Derivatives EU European Commission Financial Institutions Financial Markets Fraud Hedge Funds Investment Adviser Leverage Ratio Payment Systems Prudential Regulation Authority SEC Securities Fraud

Financial Regulatory Developments Focus - August 2015 #3

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

8/19/2015 - Administrative Appointments Banking Sector CFPB CFTC Competition Authorities Derivatives Enforcement Actions European Banking Authority Federal Reserve OCC Prudential Regulation Authority Prudential Standards UK

Financial Regulatory Developments Focus - August 2015 #2

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

8/12/2015 - Banking Sector Capital Requirements Commodity Futures Contracts Derivatives EU Financial Institutions Major Swap Participants Pay Ratio Prudential Standards Regulatory Standards Security-Based Swaps UK

Financial Regulatory Developments Focus - August 2015

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

8/5/2015 - Banking Sector European Banking Authority Federal Reserve Financial Conduct Authority Financial Institutions Financial Markets Financial Services Industry Investment Funds Prudential Regulation Authority Regulatory Agenda

Financial Regulatory Developments Focus - July 2015 #5

In this week’s newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

7/29/2015 - Banking Sector CFTC Derivatives Financial Conduct Authority Financial Institutions Investment Funds Investment Management Prudential Regulation Authority UK

Financial Regulatory Developments Focus - July 2015 #4

In this week's newsletter, we provide a snapshot of the principal US, European and global financial regulatory developments of interest to banks, investment firms, broker-dealers, market infrastructure providers, asset...more

7/21/2015 - Asset Management Banking Sector Broker-Dealer Capital Requirements EU Financial Institutions G-SIB Investment Firms Regulatory Agencies Regulatory Agenda Ring-Fencing Stress Tests Volcker Rule

Financial Regulatory Developments Focus - July 2015 #3

In this issue: - US Federal Deposit Insurance Corporation Issues Notice of Proposed Rulemaking to Revise How Small Banks are Assessed for Deposit Insurance - UK Prudential Regulation Authority Consults on...more

7/16/2015 - Asset Management Banking Sector Broker-Dealer Corporate Governance Credit Ratings Cybersecurity EU Financial Services Industry Global Market Prudential Regulation Authority Prudential Standards Regulatory Agenda UK

Bank Recovery and Resolution Directive – Implications for Repo and Derivative Counterparties

The Bank Recovery and Resolution Directive (BRRD) introduces an EU-wide regime for recovery and resolution planning for, and for resolution action to be taken in respect of, banks and large investment firms (typically the...more

5/13/2015 - Banking Sector EU EU Directive Investment Management

The Volcker Rule: A Comparison

On December 10 2013, the final regulation implementing the Volcker Rule was adopted by the five US federal bank regulatory agencies. This comes over two years after the publication of the proposed regulation. The text below...more

12/11/2013 - Banking Sector Dodd-Frank Financial Regulatory Reform Volcker Rule

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