Paul Bork

Paul Bork

Foley Hoag LLP

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SEC Issues Interpretive Advice About Verification Safe Harbors Under Rule 506(c)

The availability of the private placement exemption under SEC Rule 506 depends in large measure upon determinations that purchasers are “accredited investors” under the rules. Where there is no general solicitation, Rule...more

7/18/2014 - Accredited Investors General Solicitation JOBS Act Rule 506 Offerings Rule 506(c) Safe Harbors SEC

SEC Proposes Amendments to Regulation D, Form D and Rule 156

On July 10, 2013, the Securities and Exchange Commission adopted final rules amending Rule 506 of Regulation D to permit general solicitation and to disqualify felons and other “bad actors” from participating in certain...more

8/5/2013 - Accredited Investors Disqualification Form D Filing General Solicitation Regulation D Rule 156 SEC

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