Paul Bork

Paul Bork

Foley Hoag LLP

Contact  |  View Bio  |  RSS

Latest Posts › Dodd-Frank

Share:

SEC Removes Ban on General Solicitation in Rule 506 and Rule 144A, But Problems Remain

New Rule 506(c) Permits General Solicitation Under Regulation D - The Securities Exchange Commission has adopted final rules to remove the prohibition on general advertising and solicitation in securities offerings...more

7/23/2013 - Advertising Dodd-Frank General Solicitation Marketing Regulation D Rule 144A Rule 506 Offerings SEC Securities Act of 1933

Federal Court Strikes Down SEC Resource Extraction Rule

On July 2, 2013, the United States District Court in Washington, D.C. invalidated Rule 13q-1 under the Securities Exchange Act of 1934 implementing the Dodd-Frank Act “resource extraction” provision requiring disclosure of...more

7/18/2013 - Dodd-Frank EDGAR Mining Oil & Gas Resource Extraction SEC Securities Exchange Act

2 Results
|
View per page
Page: of 1