Contents of Offering Statement -
For many years, SEC Regulation A languished as an exemption from registration that nobody really used. Although securities issued in a Regulation A offering are not “restricted...more
5/21/2015
/ EDGAR ,
Electronic Filing ,
JOBS Act ,
Offering Statements ,
Regulation A ,
Regulation D ,
Rule 506 ,
Rule 506 Offerings ,
Securities and Exchange Commission (SEC) ,
Solicitation ,
Venture Funding
On December 18, 2014, the Securities and Exchange Commission proposed new rules regarding the thresholds at which issuers may become reporting companies under Section 12(g) of the Securities Exchange Act of 1934, as amended...more
On July 10, 2013, the Securities and Exchange Commission adopted final rules amending Rule 506 of Regulation D to permit general solicitation and to disqualify felons and other “bad actors” from participating in certain...more
New Rule 506(c) Permits General Solicitation Under Regulation D -
The Securities Exchange Commission has adopted final rules to remove the prohibition on general advertising and solicitation in securities offerings...more