Rikard Lundberg

Rikard Lundberg

Brownstein Hyatt Farber Schreck

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Reminder to NYSE and NASDAQ Companies to Comply with Dodd-Frank Act Compensation Committee Requirements and Certify Compliance

Public companies with securities listed on the NASDAQ Stock Market or the New York Stock Exchange should take note of the approaching deadline for complying with the final portions of the new compensation committee...more

10/14/2014 - Compliance Dodd-Frank Nasdaq NYSE SEC Securities Exchange Act

The SEC Adopts Rules to Allow General Solicitation in Rule 506 and Rule 144A Offerings, Adopts Rules Prohibiting “bad actors” From...

On July 10, 2013, the Securities and Exchange Commission (the “SEC”) adopted amendments to important rules used to offer securities in private placements: - The SEC adopted new Rule 506(c) of Regulation D to permit...more

7/15/2013 - Advertising Dodd-Frank General Solicitation JOBS Act Marketing Regulation D Rule 144A Rule 506 Offerings SEC

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