In this issue:

- Recent SEC Speeches Focus on Investor Protection and Disclosure

- SEC 2013 Examination Priorities

- CFTC Revises Clearing Compliance Schedule for iTraxx CDS Indices

- SEC Division of Trading and Markets Discusses Issues with Exchange-Traded Products

- Supreme Court Ruling Lowers Class Action Hurdle for Securities Fraud Cases

- Split Emerges on Customs Law after Eleventh Circuit Vacates Smuggling Convictions

- FinCEN Issues Advisory to Financial Institutions: Update on Tax Refund Fraud and Related Identity Theft

- New Fees Coming for Health Plan Sponsors

- One-Day Prohibition Imposed on Short Selling of Four Italian Shares

- EMIR Technical Standards Published in the Official Journal of the European Union

An excerpt from "EMIR Technical Standards Published in the Official Journal of the European Union"

Technical Standards which clarify certain aspects of Regulation 648/2012 on over-the-counter (OTC) derivatives, central counterparties (CCPs) and trade repositories (generally known as the European Markets Infrastructure Regulation or EMIR) will enter into force on March 15, 2013, following their publication in the Official Journal of the European Union on February 23.

Please see full newsletter below for more information.

LOADING PDF: If there are any problems, click here to download the file.

Written by:

Published In:

EU
FDA
NEP
SEC

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Katten Muchin Rosenman LLP | Attorney Advertising

Don't miss a thing! Build a custom news brief:

Read fresh new writing on compliance, cybersecurity, Dodd-Frank, whistleblowers, social media, hiring & firing, patent reform, the NLRB, Obamacare, the SEC…

…or whatever matters the most to you. Follow authors, firms, and topics on JD Supra.

Create your news brief now - it's free and easy »

All the intelligence you need, in one easy email:

Great! Your first step to building an email digest of JD Supra authors and topics. Log in with LinkedIn so we can start sending your digest...

Sign up for your custom alerts now, using LinkedIn ›

* With LinkedIn, you don't need to create a separate login to manage your free JD Supra account, and we can make suggestions based on your needs and interests. We will not post anything on LinkedIn in your name.
×
Loading...
×
×