Corporate and Financial Weekly Digest - March 22, 2013

Katten Muchin Rosenman LLP
Contact

In this issue:

- NASDAQ Proposes Internal Audit Function Requirement for Listed Issuers

- FINRA’s Frequently Asked Questions on Electronic Blue Sheet Submissions Updated Regarding Order Execution Time

- Cayman Islands to Enter into a Model 1 IGA

- CFTC Grants Relief from Required Clearing for Swaps Resulting from Multilateral Portfolio Compression

- CFTC Grants Relief from Required Clearing for Partial Novation and Partial Termination of Swaps

- Court Rules FERC Does Not Have Authority to Fine Trader for Manipulation of Futures Contracts

- SEC Publishes Guidance on Filing Requirements for Interactive Content

- Court Rejects “Core Operations” Theory of Scienter in Battery Manufacturer Fraud Case

- SEC Oversight of FINRA Exempt from FOIA Request

- Banking Agencies Issue Guidance on Leveraged Lending

- Agencies Release Proposed Revisions to Interagency Questions and Answers Regarding Community Reinvestment

- FSA Publishes Second AIFMD Consultation Paper

- ESMA Publishes EMIR Q&As

- Excerpt from ESMA Publishes EMIR Q&As:

On March 20, the European Securities and Markets Authority (ESMA) published Questions & Answers (Q&A) relating to the implementation of the Regulation on OTC Derivatives, Central Counterparties (CCPs) and Trade Repositories (Regulation EU 648/2012, generally known as EMIR).

Please see full publication below for more information.

LOADING PDF: If there are any problems, click here to download the file.

DISCLAIMER: Because of the generality of this update, the information provided herein may not be applicable in all situations and should not be acted upon without specific legal advice based on particular situations.

© Katten Muchin Rosenman LLP | Attorney Advertising

Written by:

Katten Muchin Rosenman LLP
Contact
more
less

Katten Muchin Rosenman LLP on:

Reporters on Deadline

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
Custom Email Digest
- hide
- hide