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Passeport vaccinal COVID-19 et protection des renseignements personnels numériques

La pandémie de COVID-19 a donné lieu à une série de mesures sanitaires mises en place par les divers paliers de gouvernement, dont la création d’un passeport vaccinal, lequel soulève bien des questions relatives à la...more

COVID-19 Vaccination Passports and Digital Privacy

The COVID-19 pandemic has brought about a wave of government-led public health measures including vaccine passport regimes with implications for digital privacy, as identified by Canada’s Federal, Provincial and Territorial...more

La cybersécurité au cœur de la réforme du droit à la protection de la vie privée au Canada

L’économie numérique a transformé nos modes de vie ainsi que la façon dont les organisations exercent leurs activités. Elle soulève également des enjeux inédits au chapitre de la protection de la vie privée; des enjeux qui...more

Cybersecurity Among Factors Driving Privacy Law Reform in Canada

The digital economy has changed the way we live and the way organizations carry on business. It has also raised unique privacy challenges that were not imaginable when Canada’s private-sector privacy laws were originally...more

COVID-19 and the Frustrated Contract Act

As of June 1, 2020, the Supreme Court of British Columbia has resumed some operations, and therefore businesses with operations in British Columbia should be aware of the Frustrated Contract Act (British Columbia) (Act). The...more

B.C. Securities Act Amendments: New Investigative and Seizure Powers Involving Third Parties

As part of our continuing series on the amendments to the British Columbia Securities Act (Act), we turn to amendments that increase the ability of the B.C. Securities Commission (Commission) to take action involving third...more

Unprecedented Changes to the B.C. Securities Act

On March 27, 2020, sweeping changes to the British Columbia Securities Act (Act) will be coming into force, giving the British Columbia Securities Commission (Commission) some of the strongest investigation, enforcement and...more

3/30/2020  /  Canada , Investigations , Securities Act

Cybersecurity Alert: IIROC-Regulated Investment Firms Must Now Report Incidents

The Investment Industry Regulatory Organization of Canada (IIROC) has amended its Dealer Member Rules to require mandatory reporting by dealer members (Dealers) in the event of a cybersecurity incident. The amendments are...more

11/26/2019  /  Canada , Cybersecurity , IIROC , Investors

IIROC Making Fine Progress in Monetary Collection Efforts

The Investment Industry Regulatory Organization of Canada (IIROC) recently released its Annual Enforcement Report (Report), which highlights IIROC’s efforts to increase its rate of collection on monetary fines, including...more

Choose Your Own Adventure: IIROC Requests Input on Enforcement Alternatives

The Investment Industry Regulatory Organization of Canada (IIROC) is engaged in a three-year strategic plan to expand its portfolio of enforcement options. As part of this initiative, IIROC has proposed two potential new...more

2/28/2018  /  Canada , Enforcement Actions , IIROC , Investors

IIROC and MFDA Statements of Priorities Show Continued Focus on Conflicts, Transparency and Cybersecurity in 2018

The Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association of Canada (MFDA) have each released statements of priorities for 2018. Taken together, and in conjunction with...more

No More Grease Payments – Canada Repeals Exception for Facilitation Payments

As part of Canada’s 2013 significant overhaul to its foreign corrupt practices regime, the Corruption of Foreign Public Officials Act (CFPOA), Canada indicated an intention to repeal the exception for facilitation payments....more

Ready to IIROC and Roll: Alberta Legislation Grants Increased Investigative Powers to IIROC

Earlier this month, Alberta became the first province to grant the Investment Industry Regulatory Organization of Canada (IIROC) express, direct legal authority to collect evidence during the course of its investigations and...more

Investment Industry Regulatory Organization of Canada Sets Priorities for 2018

The Investment Industry Regulatory Organization of Canada (IIROC) has released its priorities for 2018 (Priorities). The Priorities address issues related to policy development, enforcement and IIROC’s general supervisory...more

New Law on Defensive Tactics: Balancing Business Judgment and Shareholder Choice

On October 24, 2016, the Securities Commissions of British Columbia (BCSC) and Ontario (OSC, together with the BCSC, the Commissions) released the reasons for their decision in Re Hecla Mining. The Commissions had previously...more

Dropping the Dime: Risks of Giving Evidence to Canadian Securities Regulators

Canadian securities regulators often cooperate with their counterparts abroad due to the increasingly global nature of securities regulation. Canadian securities regulators have entered into several agreements or memoranda of...more

World Bank v. Wallace: SCC Endorses Importance of International Anti-Corruption Efforts

On April 29, 2016, the Supreme Court of Canada (SCC) upheld archival and personal immunities of an international organization (the World Bank Group) and its anti-corruption investigators. The SCC’s decision in World Bank...more

Global Focus on Anti-Corruption Continues: Transparency International Releases Corruption Perceptions Index 2015

On January 27, 2016, Transparency International published its Corruption Perceptions Index (CPI) for 2015. The 2015 edition ranks 168 countries based on the perceived level of corruption in the country’s public sector....more

B.C. Supreme Court Dismisses Petition in Proxy Fight Over Kobex

The British Columbia Supreme Court (Court) recently considered certain issues relating to a proxy battle involving a TSX Venture Exchange-listed issuer, Kobex Capital Corp. (Kobex). The Court’s decision in Kingsway Financial...more

Televised Hearings and FOI Requests: Recent Developments in Securities Commission Practice

The hearing process before the British Columbia Securities Commission (Securities Commission) will be influenced by two important decisions: one from the Securities Commission itself, relating to televised hearings; and...more

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