I INTRODUCTION TO THE LEGAL AND REGULATORY FRAMEWORK -
Canada currently has no comprehensive framework governing the regulation of digital assets. Securities and derivatives regulation has emerged as the main regulatory...more
Amendments to swap data reporting rules are expected to be implemented by the Commodity Futures Trading Commission (CFTC) in December 2022. The Canadian Securities Administrators (CSA) have issued guidance to market...more
11/28/2022
/ Canada ,
Canadian Securities Administration ,
CFTC ,
Committee on Payments and Market Infrastructure (CPMI) ,
Derivatives ,
Financial Markets ,
IOSCO ,
Market Participants ,
Regulatory Reform ,
Regulatory Requirements ,
Reporting Requirements ,
Swaps
I -
INTRODUCTION TO THE LEGAL AND REGULATORY FRAMEWORK -
Canada currently has no comprehensive framework governing the regulation of digital assets. Securities regulation has emerged as the main regulatory instrument in...more
On October 17, 2022, Ontario Securities Commission (OSC) Rule 32-506 (Commodity Futures Act) Exemptions for International Dealers, Advisers and Sub-Advisers (OSC Rule 32-506) and amended OSC Rule 91-502 Trades in Recognized...more
Final amendments to National Instrument 33-109 Registration Information (NI 33-109) and related instruments (the Final Amendments) clarify outside activity reporting requirements, among other things. The Ontario Securities...more