As most public companies enter their fourth fiscal quarter and look ahead to filing their Form 10-Ks and proxy statements, a recent settlement agreement announced by the Securities and Exchange Commission (the SEC) serves as...more
10/14/2024
/ Board of Directors ,
CEOs ,
Compliance ,
Corporate Executives ,
Corporate Governance ,
Disclosure ,
Disclosure Requirements ,
Policies and Procedures ,
Publicly-Traded Companies ,
Regulatory Agenda ,
Regulatory Requirements ,
Securities and Exchange Commission (SEC) ,
Securities Regulation
On February 29, the Securities and Exchange Commission (the SEC) announced that it settled an administrative proceeding against Lordstown Motors Corps’ former auditor, Clark Schaefer Hackett and Co. (CSH)—the same day that...more
3/5/2024
/ Auditors ,
Audits ,
Best Practices ,
Broker-Dealer ,
Independence Rules ,
Investment Adviser ,
Policies and Procedures ,
Publicly-Traded Companies ,
Regulatory Requirements ,
Securities and Exchange Commission (SEC) ,
Securities Litigation ,
Securities Regulation ,
Settlement
The Public Company Accounting Oversight Board (PCAOB) recently closed the comment period for its proposal (the Proposal) to significantly increase the responsibility of audit firms to evaluate and disclose a subject public...more