Christopher Howard

Christopher Howard

Pierce Atwood LLP

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New SEC Rule 506(c) - Accredited Investor Verification Requirements

We recently published a Business Alert regarding the SEC’s adoption of the final rule to lift the ban on general solicitation and advertising in Rule 506 offerings to accredited investors....more

7/23/2013  /  Accredited Investors , Advertising , Dodd-Frank , General Solicitation , Marketing , Private Placements , Rule 144A , Rule 506 Offerings , Securities and Exchange Commission (SEC) , Verification Requirements

SEC Adopts Rule Permitting General Solicitation In Private Placements And Proposes New Reg D Requirements

On July 10, 2013, the SEC adopted new rules under Section 201(a) of the JOBS Act, repealing the ban on general solicitation in all Rule 144A offerings and certain Rule 506 transactions....more

7/16/2013  /  Advertising , General Solicitation , JOBS Act , Marketing , Private Placements , Regulation D , Rule 144A , Rule 506 Offerings , Securities and Exchange Commission (SEC)
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