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FCA Bans Three People From Working in Financial Services Industry, for Non-Financial Misconduct

On 5 November 2020, the Financial Conduct Authority (FCA), the UK’s financial services regulator, announced that it has permanently banned three men convicted of criminal offences from ever working in the financial services...more

UK’s Regulator of Banks and Financial Services Releases Its Business Plan for 2020/2021

This month, the UK’s Financial Conduct Authority (FCA) released its Business Plan for 2020/2021, setting out its objectives for the next three years. Its highest priority is to deal with the financial implications of the...more

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