Make no mistake, nonfinancial misconduct remains at the top of the Financial Conduct Authority's agenda.
Originally published in Law360 - November 26, 2024....more
11/27/2024
/ Benchmarking ,
Board of Directors ,
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Corporate Culture ,
Corporate Misconduct ,
Data Collection ,
Financial Conduct Authority (FCA) ,
Financial Services Industry ,
Grievance Process ,
Illegal Drugs ,
Policies and Procedures ,
Risk Assessment ,
Surveys ,
Trade Associations ,
UK ,
Whistleblowers
On 6 November 2024, the UK Government published the much-anticipated guidance on the new corporate offence of failure to prevent fraud (the “Guidance”). The failure to prevent fraud offence forms part of a huge shift in the...more
11/19/2024
/ Compliance ,
Corporate Crimes ,
Corporate Governance ,
Criminal Liability ,
Environmental Social & Governance (ESG) ,
Extraterritoriality Rules ,
Failure to Prevent ,
Financial Conduct Authority (FCA) ,
Financial Crimes ,
Fraud ,
New Guidance ,
Risk Assessment ,
Serious Fraud Office (SFO) ,
UK ,
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White Collar Crimes
Recent weeks have seen several notable developments in the UK criminal enforcement landscape...more
5/20/2024
/ Bribery ,
Compliance ,
Corporate Crimes ,
Corporate Misconduct ,
Criminal Investigations ,
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Due Diligence ,
Fraud ,
Law Enforcement ,
Money Laundering ,
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New Guidance ,
Popular ,
Risk Assessment ,
Serious Fraud Office (SFO) ,
Tax Evasion ,
UK