Several recent developments with the U.S. Securities and Exchange Commission (“SEC”) come into effect this year, including the new pay-versus-performance proxy disclosure as well as new Rule 10b5-1 rules and related...more
4/25/2023
/ Clawbacks ,
Disclosure Requirements ,
Form 10-K ,
Incentive Compensation ,
Indemnification ,
New Rules ,
Noncompliance ,
Popular ,
Reporting Requirements ,
Retirement Plan ,
Rule 10b-5 ,
Securities and Exchange Commission (SEC)
It’s been, as the song goes, a long, long time coming. In April, the Department of Labor issued its first ever formal cybersecurity guidance for retirement plan sponsors and retirement plan fiduciaries, and for the service...more
6/23/2021
/ Benefit Plan Sponsors ,
Cybersecurity ,
Data Privacy ,
Department of Labor (DOL) ,
Employee Retirement Income Security Act (ERISA) ,
General Data Protection Regulation (GDPR) ,
New Guidance ,
Personal Information ,
Popular ,
Retirement Plan ,
Risk Management ,
Third-Party Service Provider