News & Analysis as of

Noncompliance

Gould + Ratner LLP

New USPS Postmark Procedures May Result in Late Filing Penalties

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Effective Date: December 24, 2025 Scope: All Tax and Legal Deadlines (IRS and State Filings, Payments, Legal Notices, Contracts) - For decades, taxpayers and legal professionals have relied on the "mailbox rule": if a...more

Amundsen Davis LLC

SB 464 Guide: California’s New Mandatory Pay Data Penalties for 2026

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Effective January 1, 2026, Senate Bill 464 (SB 464) has fundamentally transformed California’s annual pay data reporting framework for employers. The Civil Rights Department (CRD), California's enforcement agency, now has the...more

Perkins Coie

VC Firms Face New Diversity Reporting Requirements: Deadlines and Insights for 2026

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Key Takeaways - California now mandates venture capital (VC) firms to report diversity data on founding teams they fund. March and April 2026 deadlines require firm and team demographic disclosures via forms...more

Carlton Fields

Before the Knock at the Door: Why Taxpayers Should Act Now Under the IRS Voluntary Disclosure Program

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or taxpayers with unresolved issues with the IRS, the best time to address them is about to be now, before any special agent “knocks at the door.” On December 22, 2025, IRS Criminal Investigation (IRS-CI) proposed updates...more

Bennett Jones LLP

Comply or Lose Your Tax Deductions: New Income Tax Act Rules Target Short-Term Rental Landlords

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Much like any other business, owning and managing short-term rental property is subject to provincial and municipal regulatory regimes....more

Husch Blackwell LLP

FMC Sets New Compliance Benchmark with $22 Million Enforcement Action

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On January 6, 2026, the Federal Maritime Commission (FMC) issued a precedential order against a major global container‑shipping and logistics provider levying over $22 million in civil penalties and offering key compliance...more

Littler

Puerto Rico OSHA Updates Penalty Structure for Employer Noncompliance

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Puerto Rico (PR) OSHA has issued a public notice announcing revisions to the fines and penalties imposed on employers for noncompliance with adopted OSHA standards, effective as of November 3, the date of the notice’s...more

Paul Hastings LLP

NYC Council Overrides Mayor’s Veto and Enacts New Pay Reporting Requirements

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On Dec. 4, the New York City Council overrode Mayor Eric Adams’ veto of two bills (Int. No. 982-A and 984-A) that will require private employers with 200 or more employees in New York City to report employee pay data by race...more

Troutman Pepper Locke

The Trump Administration's Debanking Initiative: Risk Mitigation, Regulatory Deadlines, and Sanctions for Noncompliance — The...

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In this episode of The Consumer Finance Podcast, host Chris Willis is joined by Troutman Pepper Locke Partner Lori Sommerfield and Charles River Associates VP and Practice Leader of Financial Economics Marsha Courchane to...more

A&O Shearman

UK PSR compliance report on the implementation of CoP service

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The UK Payments System Regulator (PSR) has published a compliance report on Specific Direction 17 which mandated the implementation of its name checking service, Confirmation of Payee (CoP), by UK payment service providers...more

Stankie Law

OFAC Fines U.S. Real Estate Investor $4.7 Million for Willful Violations Involving Blocked Russian Property

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On November 24, 2025, the U.S. Department of the Treasury’s Office of Foreign Assets Control (“OFAC”) announced a $4,677,552 civil monetary penalty against an anonymous U.S. individual (referred to only as “U.S. Person-1”)...more

DLA Piper

Dutch DPA fines Experian €2.7m for breaches of the GDPR

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The Dutch Data Protection Authority (“AP“) has imposed a fine of €2.7 million on Experian Nederland B.V. (“Experian“) for breaches the General Data Protection Regulation (“GDPR“)....more

Ogletree, Deakins, Nash, Smoak & Stewart,...

Mass Dismissal Notification Failures Render Collective Redundancies Invalid, European Court of Justice Rules

On October 30, 2025, the European Court of Justice (ECJ) issued two decisions interpreting European Union law regulating mass dismissals, or “collective redundancies,” ruling that technical mistakes or noncompliance with...more

Procopio, Cory, Hargreaves & Savitch LLP

Nasdaq-Listed Companies Facing Potentially Increased Risk of Delisting

Nasdaq has put forward a proposal that would significantly tighten its approach to companies falling out of compliance with listing standards. The proposal is still in the public comment phase with a statutory decision...more

Keating Muething & Klekamp PLL

Reg FD Compliance Reminder – Influencer Interview Triggers 8-K Filing

On October 26, 2025, the Chief Revenue Officer of Snowflake Inc. appeared to overstep the bounds of Regulation Fair Disclosure (“Reg FD”) when he made statements regarding Snowflake’s future financial results during an...more

Williams Mullen

Back from the Dead? D.C. Circuit Resurrects Emergency Affirmative Defense to Title V Air Permit Noncompliance

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Owners and operators of facilities subject to permitting under the Clean Air Act’s Title V permit program have cause for rejoicing. Title V permittees have just seen their fortunes improve, if only in a narrow way, with the...more

Mandelbaum Barrett PC

CREPN Radio: Understanding ADA Lawsuits in Commercial Real Estate

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Joshua S. Bauchner, Partner in the Landlord-Tenant and Litigation Practice Groups at Mandelbaum Barrett PC, recently joined the Commercial Real Estate Pro Network podcast channel with J. Darrin Gross to discuss a growing...more

Holland & Knight LLP

Regulatory Retrenchment in California: What AB 931 Means for ABS and MSO-Supported Law Firms

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California Gov. Gavin Newsom signed Assembly Bill (AB) 931 on Oct. 10, 2025, largely freezing California lawyers' ability to experiment with and accommodate the development of burgeoning Alternative Business Structures (ABS)...more

Chartwell Law

Virginia Announces New Workers’ Compensation Reporting Penalties

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Beginning January 1, 2026, the Virginia Workers’ Compensation Commission will enforce new civil penalties for self-insurers and insurance carriers who fail to make required reports under Code of Virginia § 65.2-902(a)....more

Sterne, Kessler, Goldstein & Fox P.L.L.C.

Supplemental Examination: Pitfalls for Noncompliant Items of Information

Supplemental Examination (SE)—established by 35 U.S.C. § 257 of the America Invents Act—provides patent owner a mechanism to request the Patent Office (the “Office”) consider, reconsider, or correct information believed to be...more

Hanson Bridgett

Don’t Get Caught Off Guard: Section 111 Audit Readiness

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After a year lead time, audits of Section 111 reporting compliance will begin starting October 11, 2025 for the prior reporting year. Parties/providers settling claims with Medicare beneficiaries (called Responsible Reporting...more

Holland & Knight LLP

IMMEX Programs Cancellation: 170 Programs Canceled for Noncompliance in Mexico

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The agreement announcing the names of the holders and the numbers of the manufacturing, factory and export services programs (Industria Manufacturera, Maquiladora y de Servicios de Exportación or IMMEX) that have been...more

Mitchell, Williams, Selig, Gates & Woodyard,...

Stormwater Enforcement: Oregon Department of Environmental Quality Notice of Civil Penalty Assessment/Order Addressing West Linn...

The Oregon Department of Environmental Quality (“ODEQ”) issued a July 17th Notice of Civil Penalty Assessment and Order (“Assessment”) to BBC Steel Corp. (“BBC”) alleging a violation of a Clean Water Act National Pollutant...more

Troutman Pepper Locke

Court Denies Indian Tribe’s Injunction Request Pending Appeal in PACT Act Case

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We recently wrote about a federal case here and here involving key issues related to the Bureau of Alcohol, Tobacco, Firearms and Explosives’ (ATF) authority to enforce the Prevent All Cigarette Trafficking Act (PACT Act)...more

Mitchell, Williams, Selig, Gates & Woodyard,...

U.S. Environmental Protection Agency Complaint/Notice of Opportunity for Hearing Addressing Kapolei, Hawaii Waste Recycling...

The United States Environmental Protection Agency (“EPA”) filed a Complaint and Notice of Opportunity for Hearing (“Complaint”) against Unitek Solvent Services, Inc. (“Unitek”) on August 6th alleging violations of the Hawaii...more

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