Jennifer Morton

Jennifer Morton

A&O Shearman

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Financial Regulatory Developments Focus - April 2014 (#5)

In this issue: - Derivatives - Regulatory Capital - Financial Services - People - Events - Excerpt from Derivatives: Derivatives CFTC Staff Issues Time-Limited No-Action Letter...more

4/30/2014  /  Capital Markets , CFTC , Derivatives , Financial Regulatory Reform , No-Action Letters

Financial Regulatory Developments Focus - April 2014

In this issue: - Regulatory Capital - Financial Services - Recovery & Resolution - Financial Market Infrastructure - Consumer Protection - People - Excerpt from Regulatory...more

4/23/2014  /  Banks , Capital Markets , Economic Development , EU , European Banking Authority (EBA) , Financial Regulatory Reform

Financial Regulatory Developments Focus - April 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Financial Services - Financial Crime - Excerpt from Derivatives: European Commission Consults on Definition...more

4/16/2014  /  CFTC , Data Collection , Derivatives , EU , Financial Instruments , Financial Products , Financial Regulatory Reform , Swaps

Financial Regulatory Developments Focus - April 8, 2014

In this issue: - Derivatives - Bank Structure - Regulatory Capital - Financial Services - Financial Market Infrastructure - Funds - Financial Crime - People -...more

4/9/2014  /  Banks , Capital Markets , CCPs , Derivatives , EMIR , EU , European Securities and Markets Authority (ESMA) , Financial Crimes , Financial Regulatory Reform , Investment Funds

Financial Regulatory Developments Focus - March 18, 2014

In this issue: - Derivatives - Compensation - Regulatory Capital - Financial Market Infrastructure - Financial Services - Consumer Protection - Enforcement - People - Events -...more

3/19/2014  /  Asset Management , Banks , Broker-Dealer , Derivatives , EU , Financial Regulatory Reform , Investment Funds , Over The Counter Derivatives (OTC)

Financial Regulatory Developments Focus - March 4, 2014

In this issue: - Derivatives - Regulatory Capital - Financial Services - Funds - Enforcement - Events - Excerpt from Derivatives: Common Data Format for Pre-LOUs for the...more

3/5/2014  /  Derivatives , Enforcement , Financial Regulatory Reform , Securities Litigation

Recent Diversity Mandates Impacting US Financial Regulators and Financial Institutions on Both Sides of the Atlantic

There has been no shortage of press coverage about the lack of employment diversity in the financial services sector. Now, both the US Congress and the European Union have taken action in an attempt to remedy historical...more

3/4/2014  /  Discrimination , Diversity , Dodd-Frank , EU , Financial Regulatory Reform

Financial Regulatory Developments Focus - February 18, 2014

In this issue: - Derivatives - Regulatory Capital - Financial Services - Enforcement - Events - People - Excerpt from Derivatives - ESMA Requests Clarification on...more

2/18/2014  /  EMIR , EU , European Securities and Markets Authority (ESMA) , Financial Regulatory Reform

Financial Regulatory Developments Focus - February 2014

In this issue: - Derivatives - Regulatory Capital - Financial Services - Hearings - Excerpt from Derivatives: FSB Consults on Approaches to Aggregate OTC Derivatives Data On 4...more

2/11/2014  /  Derivatives , Financial Regulatory Reform , FSB , IOSCO , Over The Counter Derivatives (OTC) , Risk Management

Financial Regulatory Development Focus

In this issue: - Derivatives - Regulatory Capital - Financial Services - Consumer Protection - Enforcement - Funds - People - Events - Hearings - Excerpt...more

2/4/2014  /  CCPs , Derivatives , EMIR , Enforcement , European Securities and Markets Authority (ESMA) , Financial Regulatory Reform

Financial Regulatory Developments Focus

In this issue: - Derivatives - Regulatory Capital - Financial Services - Consumer Protection - Enforcement - People - Hearings - Excerpt from Derivatives: ESMA...more

1/28/2014  /  Basel Committee on Banking Supervision (BCBS) , Consumer Financial Protection Bureau (CFPB) , EMIR , Enforcement , EU , European Commission , European Court of Justice (ECJ) , European Securities and Markets Authority (ESMA) , Federal Reserve , Financial Regulatory Reform , Fines , Trade Repositories
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