U.S. Securities and Exchange Commission (SEC) Chair Gary Gensler made remarks on Jan. 24, 2022, at Northwestern University Pritzker School of Law's Annual Securities Regulation Institute regarding the SEC's work to improve...more
1/31/2022
/ Broker-Dealer ,
Cyber Incident Reporting ,
Cybersecurity ,
Data Privacy ,
Data Security ,
Disclosure Requirements ,
Dispute Resolution ,
Enforcement Actions ,
Financial Services Industry ,
Gary Gensler ,
Investment Adviser ,
Policies and Procedures ,
Publicly-Traded Companies ,
Reporting Requirements ,
Securities and Exchange Commission (SEC)
We continue our year-end review of SEC enforcement activity and turn our attention to a topic grabbing seemingly daily headlines across multiple industries: cybersecurity. As the risks – and realities – of cyberattacks...more
1/21/2022
/ Cyber Crimes ,
Cybersecurity ,
Data Breach ,
Data Protection ,
Data Security ,
Enforcement Actions ,
Enforcement Priorities ,
Hackers ,
Personally Identifiable Information ,
Popular ,
Securities and Exchange Commission (SEC)