On May 15, 2024, the Securities and Exchange Commission (the “SEC”) adopted amendments to Regulation S-P. Originally passed in 2000, Regulation S-P regulates the treatment of non-public personal information of consumers by...more
6/5/2024
/ Broker-Dealer ,
Customer Information ,
Cybersecurity ,
Data Breach ,
Financial Institutions ,
Incident Response Plans ,
Investment Adviser ,
Personal Information ,
Recordkeeping Requirements ,
Registered Investment Companies (RICs) ,
Regulation S-P ,
Reporting Requirements ,
Securities and Exchange Commission (SEC)
On May 8, 2024, Paul Hastings Hosted the Cybersecurity Law Workshop at this spring’s Privacy + Security Forum with a panel on cybersecurity regulatory trends and recent developments. The panel was moderated by Paul Hastings...more
Last week, Paul Hastings attended the Securities and Exchange Commission (SEC) Speaks 2024 event presented by the Practising Law Institute (PLI) in cooperation with the SEC on April 1 and 2. The SEC Speaks program provides...more
4/9/2024
/ Artificial Intelligence ,
Corporate Governance ,
Cyber Incident Reporting ,
Cyber Threats ,
Cybersecurity ,
Disclosure Requirements ,
Due Diligence ,
Form 10-K ,
Form 8-K ,
Information Technology ,
NASA ,
Reporting Requirements ,
Risk Management ,
Securities and Exchange Commission (SEC)
On March 15, 2023, the SEC issued proposed amendments and a proposed rule addressing cybersecurity. Specifically, the SEC proposed Rule 10, which addresses cybersecurity risks, and proposed to amend Regulation SCI and...more
3/30/2023
/ Cyber Incident Reporting ,
Cybersecurity ,
Incident Response Plans ,
MSRB ,
Notification Requirements ,
Policies and Procedures ,
Popular ,
Proposed Amendments ,
Recordkeeping Requirements ,
Regulation S-P ,
Securities and Exchange Commission (SEC)